AML and KYC Document Processing
Process AML and KYC documents against your requirements, flag gaps and discrepancies, and log every check.
What It Does
The agent reads the identity and ownership documents a client uploads, extracts the names, dates, addresses, and ownership percentages, and checks them against the corporate registry entry and your sanctions and PEP screening results. It flags every missing document and every field that disagrees between sources, and logs each check for the file.Without it: Onboarding checks mean reading identity and ownership documents by hand against shifting rules, which is slow and easy to get wrong.
- Ownership chains are walked to the beneficial-owner threshold, stopping where registries go silent
- Expired documents are flagged on their date, not counted as present
- A near-match on a screening name is surfaced as possible, never cleared
- Onboarding approval and rejection stay with the compliance reviewer
Illustrative example
A new corporate client uploads a certificate of incorporation, two passports, and a shareholder register through the intake portal. The agent traces ownership to a holding company at 62 percent, records that the registry names no natural person above 25 percent behind it, flags one passport as expired in January, and marks a screening near-match on a director's name as unresolved. The onboarding analyst gets the extracted fields, the three flags, and the logged trail, and decides what else to request.
Intake portal
Uploaded client documents
ID document store
Passports, expiry dates
Sanctions and PEP
Hits and near-matches
Corporate registries
Shareholders, ownership percentages
AML and KYC document processing
SuggestStarts when
A client submits identity and ownership documents at onboarding
How far it goes
it proposes, and a person approves before anything commits
KYC fields
Extracted for review
Gaps and mismatches
Flagged for the analyst
Check trail
Logged against the file
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